Yoga

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                     Photo: Mostphotos.com

Description

Yoga is a practice originating in India which usually consists of physical exercises (stretches or asanas), breathing techniques and meditation or relaxation. It is taught in yoga classes or on a one-to-one basis, can be practised by the individual or is incorporated into stress management programmes.

Yoga is claimed to have a range of physical, psychological and spiritual benefits.

Efficacy

Breast cancer

A large number of systematic reviews focus on yoga in breast cancer or include mainly trials in breast cancer, of which fourteen have been published since 2017. These address a wide range of outcomes (see below). The quality of the included trials varied considerably and provide low to moderate quality evidence to show that yoga may be comparable to other exercise-based interventions in improving health outcomes. Quality is mainly affected by the risk of bias in trials due to blinding not being feasible and subjective outcomes being self-assessed.

Fatigue: There is moderate quality evidence to show that yoga is better for fatigue (6 SRs) than no treatment.

Quality of life: The reviews (6 SRs) demonstrate evidence of a possibly short-term (up to 6 months) beneficial effect on all aspects of quality of life with the certainty of evidence described as moderate to high when compared with various controls.  

Psychological/mental health: The effects of yoga on psychological health appear to be complex: yoga appears better for anxiety (5 SRs), depression (7 SRs), distress and overall mental wellbeing than psychosocial/educational interventions but no better than no treatment. More recent trials suggest a difference between yoga and no treatment.Short term, beneficial effects have been reported on perceived stress (4 SRs) compared with various controls.

Sleep: There is moderate quality evidence to show that yoga is better for sleep problems (5 SRs) than no treatment.

Gastrointestinal complaints: There is some preliminary evidence (1 SR) of beneficial effects on appetite and nausea.

Physical function: Effects on physical function/wellbeing were not found to be significant (1 recent SR). The evidence also indicated that effects only occurred during the yoga intervention in most cases. 

Pain: There is no consistent evidence of effects on pain (2 SRs).

Other cancers

One systematic review and a total of 17 RCTs have investigated the effects of yoga in people with cancers other than breast cancer. Most of these are small RCTs; four RCTs have recruited 100 or more participants but 3 of these included a large number of breast cancer patients along with those with other cancers. The majority of trials measure effects on a range of outcomes, many of which are subjective and self-assessed.

Anxiety: Effects appear positive in the short term based on several small RCTs (n=5).

Quality of life: Effects may be beneficial based on recent trials although earlier studies were less positive (n=3).

Sleep quality: Effects appear beneficial based on a large, well-conducted trial and several subsequent smaller trials (n=5).

Pain and range of motion: there were positive effects of yoga in pain (n=2)

Depression: Effects are unclear, with mixed results in RCTs (n=7).

Fatigue: Effects are unclear, with mixed results in RCTs (n=6).

Specific cancer: Effects on problems specific to certain cancers e.g. lung function in lung cancer, sexual function in prostate cancer are unclear (n=5).

Effects on other outcomes cannot be determined as they have only been studied in one or two trials (perceived stress, nausea and vomiting, wellbeing)

Safety

Few adverse events are reported in clinical trials and serious adverse effects appear to be rare, based on the limited number of case reports in the literature. Overall injury rates are comparable to other exercise types.  Adverse effects are particularly associated with handstands, shoulder stands and headstands and with unsupervised yoga practice. Single case reports of serious adverse events indicate that these are possible, particularly with certain practices applied too aggressively or in people with specific risk factors or pre-existing medical conditions.

Citation

Karen Pilkington and the CAM Cancer Consortium. Yoga [online document], Apr 5, 2022.

Document history

Latest update: April 2022
Next update due: April 2025

Description

The word yoga derives from the Sanskrit root “yuj” which can be translated as to bind or yoke together or a 'union' and refers to the supposed union between mind, body and spirit (Feuerstein 2001). In its traditional form, yoga practice included moral disciplines in addition to physical exercises and meditation. The eight steps of Classical Yoga are yama or “restraint” or refraining from various vices, niyama or “observance” which includes contentment and tolerance, asana – the postures or physical exercises, pranayama – the breathing techniques, pratyahara which is the preparation of the mind for meditation, dharana –concentration, dhyana - meditation and samadhi or “absorption” - realization of the essential nature of the self (Taneja, 2014). Different forms of yoga exist: in the West, the most widely practised form is Hatha yoga, which includes physical postures and exercises to stretch and improve flexibility of the body, breathing exercises, relaxation and meditation (Riley 2004). Some of the more recently introduced forms of yoga include Iyengar, which is based on Hatha yoga but often makes use of props such as blocks in performing the asanas, Ashtanga or ‘power’ yoga, Vinyasa (‘flowing’ yoga) and Bikram (‘hot’ yoga performed in high temperatures and humidity) (Sovik and Bhavanani, 2016).

Background and prevalence

Yoga originated in Indian culture and in its original form consisted of a complex system of spiritual, moral and physical practices aimed at attaining ‘self-awareness’ (Riley 2004). The ideas surrounding yoga practice were first introduced to the West in the 1890s by a Hindu teacher, Swami Vivekananda, who toured around Europe and the USA (Feuerstein 2001). Other Indian yoga practitioners followed and, in the 1960s, interest in Hindu spirituality increased. A series of case studies were reported which focused on aspects such as heart rate and blood pressure of yoga practitioners (Wenger 1961). These were followed by early trials of yoga in the control of hypertension (Patel 1975a; Patel  1975b). Psychological aspects of long-term yoga practice were also discussed (Malhotra 1963). In the 1980s and 1990s, research published by Dean Ornish, a physician and professor at the University of California, generated further interest in yoga as a therapeutic intervention and component of a lifestyle intervention in heart disease (Ornish 1983; Ornish 1990). By 2004, trials were being conducted of yoga in a range of medical conditions (Khalsa 2004). 

The popularity of yoga has continued to increase, particularly in the Western world, with yoga classes widely available and offering a range of variations on the original practice (Saper 2004). By 1998, an estimated 15 million adults in the USA had used yoga at least once and over 7 million had used it within the previous year (Saper 2004). Sixty four per cent used it for wellness and 48% for specific health problems. An increase in prevalence was also demonstrated between 2002 and 2007 and again between 2012 and 2017 (Barnes 2008; Barnes 2004; Clarke et al. 2018). The most recent figures indicate that yoga is the most commonly used complementary health approach among U.S. adults in 2017 (14.3%) (Clarke et al. 2018).

With regard to practice in cancer patients, various figures have been reported: between 1 and 4 % of breast and gynaecological cancer patients in Europe (Molassiotis 2006a; Molassiotis 2006b) but no reported use in other cancer patients such as lung and colorectal cancer (Molassiotis 2005; Molassiotis 2006c). In the USA, up to 12 to 18% in cancer patients have been reported to practice yoga (Buettner 2006; Desai 2010) while another survey indicates that prevalence of use is 9.6% in breast cancer patients (Buffart 2012).

Application and dosage

Yoga is provided in classes led by a yoga teacher or taught on a one-to-one basis. It can also be practised by the individual having learnt the techniques in a class or from audio-visual resources such as DVDs or instruction books.

Alleged indications

Yoga is used by people suffering a range of health-related prolems as well as to improve general fitness levels (Saper 2004). Common uses include for the relief of stress, anxiety and depression, for chronic pain and as part of programmes such as mindfulness-based stress reduction used in cancer patients. It is widely promoted as beneficial to physical, psychological and spiritual health.

Mechanisms of action

In general terms, the asanas or stretches involve standing, bending, twisting and balancing the body leading to improved flexibility and strength. Breathing exercises and control help to focus the mind and achieve relaxation while the aim of meditation is to calm the mind (Riley 2004). The exact mechanism of action is unclear although several theories have been proposed. These include modulation of the stress response systems with consequent reduction in sympathetic tone and catecholamine levels, and reduction in activation of the hypothalamic pituitary axis. It has also been suggested practice of yoga leads to activation of antagonistic neuromuscular systems increasing the relaxation response in the neuromuscular system (Riley 2004). Meditation is thought to stimulate the limbic system and has been shown to increase blood flow to the brain and the release of endogenous dopamine, and to reduce respiratory rate. Two small studies have reported increased levels of GABA, a neurotransmitter, as a result of practising yoga asanas (Streeter 2007; Streeter 2010).

Legal issues

There is no mandatory regulation of yoga teachers in countries including the USA, Australia and Europe. Regulation of yoga teachers is currently voluntary and is provided through a number of organisations including the International Association of Yoga Therapiststhe International Yoga Federation and the Yoga Alliance. In the UK, the British Council for Yoga Therapy has worked with the Complementary and Natural Healthcare Council (CNHC) which provides a mechanism for voluntary regulation of yoga therapists.

A large number of systematic reviews (SRs) specifically of yoga in cancer have been published, mainly in breast cancer. This summary focuses on the 14 SRs published since 2017, which included a varied number of randomised controlled trials (RCTs) and patients. The reviews are described in table 1. Differences in the number of included studies reflect differences in the inclusion criteria, search dates, whether trials were restricted to certain types of cancer and the range of outcomes covered. The most recent Cochrane review on the topic (Cramer 2017) assessed the effects of yoga on health-related quality of life, mental health and cancer-related symptoms in breast cancer patients and included 24 RCTs.

Few RCTs in people with cancers other than breast cancer were included in the SRs. This summary therefore also includes 17 RCTs in other cancers, which are described in table 2.

Breast cancer: description of studies

The following section focuses on the Cochrane review (Cramer 2017) and the 9 subsequent reviews that were mainly or solely based on trials in breast cancer and included a meta-analysis (Dong 2019; El-Hashimi 2019; Gonzalez 2021; Hsueh 2021; O’Neill 2020; Pan 2017; Song 2021; Tang 2019; Yi 2021). Effect sizes are shown in table 3. Four systematic reviews were published since the Cochrane review but did not carry out a meta-analysis so effects sizes for these are not available (Baydoun 2020, Sarashwati 2021, Tolia 2018, Wei 2019). Four older SRs are also included for outcomes/symptoms for which no recent SRs were available (Buffart 2012, Cramer 2012, Lin 2011, Zhang 2012). Details of these reviews are included in table 1 for information.

Fatigue

Seven systematic reviews address yoga for fatigue (Cramer 2017; Pan 2017; Dong 2019; O’Neill 2020; Song 2021; Hsueh 2021; Yi 2021). In contrast to the effects on anxiety, depression and distress, yoga appears to be more effective than no treatment for fatigue. Effects appear to be only short-term and an effect size of -0.48 (95% CI -0.75—0.20) has been reported in the Cochrane reviews (Cramer 2017). Risk of bias is high due to lack of blinding and an outcome that is subjective and self-reported. Recent trials have reported more positive results than older studies leading to overall positive effects being reported for fatigue in most recent reviews. Evidence is stronger for short term than medium term effects and when compared with non-physical activity controls than with other forms of physical activity.

Quality of life

Six recent systematic reviews have assessed effects on quality of life (Cramer 2017; Pan 2017; El-Hashimi 2019; O’Neill 2020; Hsueh 2021; Yi 2021). Overall, a beneficial effect of yoga is reported when yoga is compared with no treatment. The Cochrane review, which included the largest number of RCTs, concluded that there is moderate quality evidence of a beneficial effect on quality of life of breast cancer patients with an effect size of 0.22 (95%CI 0.04-0.4)(Cramer 2017). The effects appear to be short-term although few trials have carried out longer-term assessment. Effects may also depend on the outcome tool used (Hsueh 2021)

Anxiety

Five systematic reviews report effects of yoga compared with control. (Cramer 2017; Pan 2017; Gonzalez 2021; Hsueh 2021; Yi 2021).  When the comparisons with control are split according to whether no treatment or active treatment was used, a differential effect was found. For yoga compared with no treatment control, the evidence was judged to be very low quality and to show no significant difference (Cramer 2012; Cramer 2017). While fewer trials have compared yoga with active controls such as psychotherapeutic/education interventions, the evidence overall is better quality and demonstrates a significant difference with beneficial effects due to yoga.  The evidence only supports short-term effects with effect sizes of -2.21 (SMD 95% CI -3.90—0.52) reported in the Cochrane review (Cramer 2017). More recent trials suggest a better effect of yoga when compared with no treatment than when compared against active controls.

Depression

The pattern for depression is similar to that for anxiety: based on the results of the seven systematic reviews (Cramer 2017; Pan 2017; Hsueh 2021; Gonzalez 2021; Yi 2021),  yoga appears to be significantly more effective than control but there is a differential effect depending on the control. For yoga compared with no treatment control, low quality evidence showed no significant difference (Cramer 2017). Fewer trials have compared yoga with active controls such as psychotherapeutic/education interventions but the evidence overall is better quality and demonstrates a significant difference with beneficial short-term effects due to yoga.  The effect size reported in the Cochrane review is SMD -2.29 (95% CI -3.97—0.61) (Cramer 2017).

Distress

No recent systematic reviews have assessed effects on distress. Previous systematic reviews (e.g. Cramer 2012) suggest effects are similar to those reported for anxiety and depression.

Perceived stress

Several systematic reviews had suggested a short-term benefit of yoga for stress in breast cancer patients (Lin 2011; Zhang 2012; Cramer 2012). One recent systematic review including a similar number of trials reported similar findings and a weighted mean difference of -7.03 (95%CI -12.11 to -1.95). These results should be interpreted with care due to the subjective, self-assessed outcome in trials that were not blinded.

Sleep problems

Five systematic reviews have reviewed effects of yoga on sleep. Effects are mixed with several reporting no difference (Cramer 2017; Pan 2017; Tang 2019; Hsueh 2021; Yi 2021). Short term benefits on sleep are seen in breast cancer patients when yoga is compared with no treatment according to the Cochrane review (SMD -0.25 95% CI -0.04- -0.09) (Cramer 2017). The evidence is judged to be moderate quality but there is little evidence comparing yoga with active controls on sleep. When yoga was compared with walking, regular moderate intensity walking appeared to have a more positive effect (Tang 2019). This was, however, an indirect comparison in that the included RCTs did not directly compare yoga and walking.

Gastro-intestinal symptoms

Only one systematic review of 4 trials has attempted to assess the effects of yoga on gastro-intestinal symptoms (Pan 2017). One of the included trials was of a mindfulness programme where the specific effects of yoga are difficult to determine. In the remaining trials, appetite improved alongside distress, fatigue and sleep; nausea improved with reduction in anxiety and gastrointestinal and emotional irritability both improved concurrently. Thus, there appear to be some preliminary evidence of beneficial effects but it is not possible to conclude whether these are direct effects or due to improvements in other symptoms.

Physical health

No significant effects on physical health were reported in a systematic review (Pan 2017) of yoga for breast cancer patients or in older reviews. Risk of bias was judged to be generally high.

Pain

Two SRs reported on pain; one included 4 trials where pain was measured as one of a number of outcomes (Pan 2017). No difference was seen between yoga and control (no treatment or brief supportive treatment). There was significant heterogeneity between the 4 studies (contrary to the statement by the review authors) and this needs further explanation. A subsequent review of 5 RCTs reported significant differences between yoga and control treatments. Thus, evidence is mixed.

Wellbeing (emotional, functional, social, spiritual)

No recent systematic reviews have reported on wellbeing although positive effects had been reported in two older systematic reviews (Buffart 2012; Cramer 2012). Significant differences of 0.3-0.5 for the majority of aspects based on small numbers of RCTs. No difference was seen in mental wellbeing when yoga is compared against no treatment. The reasons for this inconsistency are unclear and wellbeing has not been assessed in recent systematic reviews.

Other cancers: description of studies

A Cochrane review of yoga for haematological malignancies (Felbel 2014) found only one small trial in 39 people with Hodgkin or non-Hodgkin's lymphoma. (Cohen 2004 – see table 2)  This trial compared Tibetan yoga plus standard care against standard care alone; it was assessed as being of high risk of bias.

Only ten other RCTs in patients with other types of cancer were included in the systematic reviews: five in mixed cancer types and five in specific cancers. In two of the trials in mixed cancer types, yoga was part of a mindfulness programme (mindfulness-based art therapy and mindfulness-based stress reduction). The specific effects of yoga are difficult to determine when part of a complex intervention and the trials will not be considered further here.  One RCT which did focus on yoga was a large, multicentre, trial that investigated the effects of yoga compared with standard care on sleep quality in post-treatment cancer survivors (Mustian 2013b). Two trials in mixed cancers assessed a range of outcomes (Hardoefer 2018; Zezli 2021). Those in specific cancers in included a trial in patients with colorectal cancer (Cramer 2016); glioma (Milbury 2019b); head and neck cancer (Adair 2018); lung or oesophageal cancer (Milbury 2019a); myeloproliferative neoplasm (Huberty 2019).

A further six RCTs and two reports of secondary analyses were also found and are included in table 2 and the discussion below.

Anxiety

Several small RCTs suggest that yoga has beneficial effects on anxiety for patients with a range of cancers (Hardoerfer 2018; Adair 2018; Cramer 2016; Huberty 2019). In one trial, a positive effect was only seen at week 10 of the intervention. Another trial found no effect on state anxiety (Cohen 2004).

Quality of life

A small trial that recruited 54 people with non-metastatic colorectal cancer who attended weekly yoga for 10 weeks or joined a waitlist control group. (Cramer 2016). No effects of yoga on health-related quality of life were found but the trial was affected by low intervention adherence (patients attended a mean of 5.3 of the 10 classes) and a high attrition rate. No adverse effects were reported.  Another RCT in prostate cancer patients did not demonstrate a significant effect (Ben-Josef 2017) while a trial in myeloproliferative neoplasm patients found small effects (Huberty 2019) Other trials reported positive results which ranged from small to clinically significant effects.

Sleep

A large, multicentre, trial investigated the effects of yoga compared with standard care on sleep quality in 410 post-treatment cancer survivors (Mustian 2013b). Patients had been treated for gastrointestinal, gynaecologic, haematological and other cancers although the majority were breast cancer survivors.  The trial was rigorous in design and subjective assessment of sleep quality was supplemented with sleep actigraphy. Beneficial effects on sleep quality were reported in the group attending yoga classes twice weekly as well as receiving standard care compared with those who received only standard care. No serious adverse events related to yoga were reported. These beneficial effects are similar to those reported in an earlier, small trial in lymphoma patients (Cohen 2004) and subsequent trials in other patient groups (Cramer 2016; Lin 2021; Mustian 2013).

Pain and range of motion

Beneficial effects on pain and range of shoulder motion have been reported in a small RCT involving 40 head and neck cancer patients (Adair 2018). A trial of online yoga in 62 myeloproliferative neoplasm patients resulted in small/moderate effects on pain (Huberty 2019).

Depression

Mixed effects are reported on depression: four RCTs have reported positive effects (Huberty 2019; Milbury 2019a and b; Zetzl 2021), in one trial positive effects were seen only at 10 weeks (Cramer 2016) and 2 RCTs found no significant difference between yoga and control groups (Cohen 2004; Hardoerfer 2018),

Fatigue

Secondary analysis of results from a large RCT indicated beneficial effects on fatigue in 97 people who were cancer survivors (Sprod 2015) while less fatigue was also seen in prostate cancer patients who practised yoga in a small trial (Ben-Josef 2017). A trial in people with lymphoma and one in people with various cancers found no significant difference for yoga (Cohen 2004; Hardoerfer 2018). Subsequent trials have reported beneficial effects which range from marginal (Milbury 2019a) to a small effect (Lin 2019). Improvements in fatigue may be linked to improved sleep quality (Lin 2019).

Other outcomes

One small RCT in 32 lung cancer patients reported short-term improvement in lung function due to yoga breathing but non-significant differences between yoga breathing and standard breathing for the majority of physiological measures. This may be due to the lack of power of the study (Barassi 2018) Secondary analysis of data from 328 participants in a large RCT on sleep suggested beneficial effects of yoga practice on memory difficulties (Janelsins 2016). Physical function was also reported to have improved with yoga practice in patients undergoing thoracic radiotherapy (Milbury 2019a)

Other secondary outcomes assessed in RCTs of yoga in cancer patients include erectile dysfunction and urinary incontinence in the RCT involving 68 prostate cancer patients (Ben-Josef 2017). Sexual function and total symptom burden were also measured in a trial in 62 myeloproliferative neoplasm patients (Huberty 2019). In both trials, effects on these outcomes were small and not consistent over time.

Perceived stress was also reported to have improved in cervical cancer patients who practised yoga nidra for 45 minutes daily while undergoing cancer treatment (D’Cunha 2021).

A trial in India found that vomiting but not nausea was improved by yoga practice (Kothari 2019). One hundred patients with various cancers receiving highly emetogenic chemotherapy took part in the trial but few details of the methods were reported to the reliability of the results is unclear. A study in Iran reported that laughter yoga improved well-being of patients with various cancers undergoing chemotherapy (Namazi Nia 2019).

Adverse events

Few adverse effects were reported in the clinical trials but participants do undergo screening prior to participation and, based on the breast cancer trials included in the Cochrane review, the mean age of participants ranged from 44.0 to 62.9 years but in the majority (all except 2 trials), mean age was below 60 years of age (Cramer 2017).

Overall injury rates were comparable to other exercise types according to a systematic review of 301 RCTs of yoga. (Cramer 2015) However, this review did highlight a lack of reporting of adverse effects in a significant number of trials so that adverse events may be underreported and any risks are difficult to assess conclusively.

A cross-sectional survey of over 1,700 healthy (without cancer) yoga practitioners in Germany found that 1 in 5 adult yoga users reported at least one acute adverse effect in their yoga practice, and one in ten reported at least one chronic adverse effect, mainly musculoskeletal effects (Cramer 2019). Adverse effects were particularly associated with handstands, shoulder stands and headstands and with unsupervised yoga practice. Over 75% of the practitioners fully recovered.

Several case reports of adverse psychological effects have been published but these appear to be related specifically to meditation (Kirkwood 2005). Other single case reports indicate that serious adverse effects are possible, particularly with certain practices/asanas applied too aggressively. For example, spontaneous pneumothorax was observed in a patient following practice of Kapalabhati pranayama, a common breathing exercise (Johnson 2004). Certain postures such as headstands and the lotus position have also been associated reports of adverse effects in individuals. For example, sciatic nerve damage in a 67-year-old woman (Dacci 2013), damage to a knee ligament when attempting an advanced stretch (Patel 2008), eye-related problems in individuals with existing risk factors, for example a patient with glaucoma practising headstands (De Barros 2008) and headstands linked to spinal compression in a patient with myelomalacia, a spinal condition (Ferreira 2016). Adverse events do appear to be rare based on the limited number of case reports in the literature but these indicate that certain practices may be not be advisable in individuals with existing risk factors.

Contraindications and warnings

Although not specific to patients with cancer, caution, including avoidance of specific postures such as inverted postures, has been suggested in pregnancy and in individuals with hypertension, although this appears to be based on likely risk (MSKCC 2019). It has also been suggested that breathing exercises particularly if vigorous could potentially exacerbate asthma and other respiratory problems. Again this is based on theoretical risk and occasional case reports such as those above. Other conditions may require caution or the avoidance of specific practices and the advice of the primary healthcare professional and the yoga instructor prior to undertaking yoga.

Interactions

None known.

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